Broker Check

What to Bring to your Consultation

At First Allied Securities, Inc., we are committed to helping people interested in achieving financial security and establishing the ability to with confidence. To do so, we start by learning more about you and your specific circumstances, your concerns and your goals.  In our initial meeting, it can be helpful for you to bring the following items:

  • Recent Tax Return
  • Current Investment Account Statements
    • Brokerage accounts
    • Mutual Funds
    • Retirement plans
       - including employer-sponsored plans (401k, 403b, pensions, etc)
    • Annuities
  • Life Insurance information
  • Legal documents
    • POAs (powers of attorney)
    • Wills
    • Trusts